FinBuddha Complaints – RIA
Data for the month ending: 31 - May - 2025
1. Complaints Summary
| SR. NO. | RECEIVED FROM | PENDING AT THE END OF LAST MONTH | RECEIVED | RESOLVED | TOTAL PENDING # | PENDING COMPLAINTS > 3 MONTHS | AVERAGE RESOLUTION TIME^ (IN DAYS) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 | |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
2. Trend of Monthly Disposal of Complaints
| SR. NO. | MONTH | CARRIED FORWARD FROM PREVIOUS MONTH | RECEIVED | RESOLVED | PENDING # |
|---|---|---|---|---|---|
| 1 | May, 2025 | 0 | 0 | 0 | 0 |
| 2 | June, 2025 | 0 | 0 | 0 | 0 |
| 3 | July, 2025 | 0 | 0 | 0 | 0 |
| 4 | Aug, 2025 | 0 | 0 | 0 | 0 |
| 5 | Sept, 2025 | 0 | 0 | 0 | 0 |
| 6 | Oct, 2025 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
3. Trend of Annual Disposal of Complaints
| SR. NO. | YEAR | CARRIED FORWARD FROM PREVIOUS YEAR | RECEIVED | RESOLVED | PENDING # |
|---|---|---|---|---|---|
| 1 | 2025 - 2026 | 0 | 0 | 0 | 0 |
| 2 | 2024 - 2025 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
4. Complaints – RIA
Client’s queries or complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, or understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards clients.
Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally, or telephonically. An email may be sent to pavanm.mail@gmail.com. Alternatively, the investor may call on +91 8297006446.
In case you are not satisfied with our response, you can lodge your grievance with SEBI at http://scores.gov.in or write to any of the offices of SEBI. SCORES may also be accessed through the SCORES mobile application.
If unsatisfied with the response, you may access the Online Dispute Resolution (ODR) Portal. Your attention is drawn to SEBI Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023 on “Online Resolution of Disputes in the Indian Securities Market”. A common ODR Portal for conciliation and online arbitration has been established and can be accessed via https://smartodr.in/.